W170411_MILLS_HOWBANKSv2-1024x773-990x556.png' alt='Occ Stock Loan Hedge Program' title='Occ Stock Loan Hedge Program' />Disclosures e. Option. Account Protection. Your e. Option account is protected by the Securities Investor Protection Corporation. Option is a division of Regal Securities, Inc., a member of the Securities Investor Protection Corporation SIPC. ClbVmTM2Ksw/WJShpRKU6FI/AAAAAAAAUTw/5FHRPNxviRsbZTSzbJ_7R-YrlPbzID9sQCLcB/s1600/VXX%2Bweekly.png' alt='Occ Stock Loan Hedge Program' title='Occ Stock Loan Hedge Program' />Your account assets are covered by the SIPC, which protects customers of its members up to 5. Additionally, our clearing firm, Hilltop Securities, Inc. HTS has purchased Excess SIPC Insurance which covers the net equity of customers accounts up to an aggregate of 1. Lloyds of London. The customer securities component, which restricts coverage with respect of any one customer, is a maximum of 2. SIPC and Excess SIPC covers accounts of the member firm in the event of a members bankrupcy and insolvency. Coverage does not apply to losses due to market flucuation or any decline in market value of your securities. For additional information regarding SIPC covereage, including a brochure, please contact SIPC at 2. Anti Money Laundering Policy. To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account. This notice answers some questions about our firms Customer Identification Program CIP. WHAT TYPES OF INFORMATION WILL YOU NEED TO PROVIDEServing Southeast Michigans business influencers and decision makers with musthave news and information that cant be found anywhere else. Distributions and certain discretionary 62018 Federal Register Vol. No. 198 Friday, October 11, 2013 Rules and Regulations DEPARTMENT OF THE TREASURY. EDIE Online Calculator. Online tool that helps how the insurance rules and limits apply to a depositors specific group of deposit accountswhats insured and what. When you open an account, our firm is required to collect information such as the following your name, address, date of birth, Identification number a US Citizen taxpayer identification number social security number or employee identification number, or b Non US Citizen taxpayer identification number, passport number, and country of issuance, alien identification card number, or government issued identification showing nationality, residence, and a photograph of you. You may also need to show your drivers license or other identifying documents. A corporation, partnership, trust or other legal entity may need to provide other information such as its principal place of business, local office, employer identification number, certified articles of incorporation, government issued business license, a partnership agreement or a trust agreement. US Department of the Treasury, Securities and Exchange Commission, FINRA and New York Stock Exchange rules already require you to provide additional information, such as net worth, annual income, occupation, employment information, investment experience and objectives, and risk tolerance. WHAT HAPPENS IF I DONT PROVIDE THE INFORMATION REQUESTED OR MY IDENTITY CANT BE VERIFIED Our firm may not be able to open an account or carry out transactions for you. Auto Tradinge. Option does not advise, consult or assist any advisor with respect to the content, recommendations or strategies contained in any advisor or trade alert published by any advisor. Archives/edgar/data/72971/000007297117000066/wellsfargo4q16quarterlys009.jpg' alt='Occ Stock Loan Hedge Program' title='Occ Stock Loan Hedge Program' />The DoddFrank Wall Street Reform and Consumer Protection Act Pub. L. 111203, H. R. 4173, commonly referred to as DoddFrank was signed into federal law by. OCC-SEC.jpg' alt='Occ Stock Loan Hedge Program' title='Occ Stock Loan Hedge Program' />Option does not follow the allocation amounts dictated by Booking Alpha, Kirklands Wealth Building Advisory P3 System Advisory Group, SK Options Trading, and Underground Swing Trades for opening recommendations. Customers are required to set their own allocation amounts. Options involve risk and are not suitable for all investors. Prior to trading options, you must be approved for options trading and read the Characteristics and Risks of Standardized Options. A copy may also be requested via email at supporteoption. Option, 9. 50 Milwaukee Ave., Ste. Glenview, IL 6. 00. Online trading has inherent risks due to loss of online services or delays from system performance, risk parameters, market conditions, and erroneous or unavailable market data. Before making a decision to engage in Auto Trading you should perform the due diligence necessary to ensure that the concept of Auto Trading is compatible with your investment strategy. If you open an account with e. Option to engage in auto trading, e. Option will not review, in any manner, your choice of a newsletter or advisor nor the trading methodology or investment strategy you implement for your auto trading account. Nor, will e. Option be responsible for reviewing any of the transactions executed in your account. Philips Respironics Cpap Software there. There is no safe or guaranteed trading strategy. EOPTION DOES NOT TRACK THE PERFORMANCE OF ANY NEWSLETTER OR ADVISOR. Option recommends you read the following SEC release concerning the risks of auto trading http www. As an Auto Trader your investment object is speculation and will be recorded as such in e. Options records. Options sole responsibility will be to execute transactions for your account. You must assure e. Option that the funds you intend to invest in Auto Trading are funds that you can afford to lose without impacting your standard of living. Option makes no warranties or representations concerning any newsletter, advisor or auto trading strategy nor does e. Option, by implication, or otherwise endorse any newsletter or advisor including those listed on this web site or any methodology, strategy or philosophy but is merely providing you with a listing of various entities that provide auto trading information. Additional Auto Trade Disclosures e. Option cannot be held responsible for any lost profits, trading losses or other damages due to loss of online service, communication delays or any delay in the receipt of trade alerts, by fax or otherwise by your newsletter or advisor. You are subject to risk from errors of electronic systems, communications and market timing. No other party, including your advisor, can start, stop or change your auto trading status. Auto trading will continue in your account indefinitely until your subscription expires, you notify e. Option of a change or your account lacks sufficient equity. Option is not responsible for the privacy practices of other web sites, nor does it endorse the accuracy or content of the products of such web sites. Use of these sites and services is at the users own risk, and without guarantee or warranty of any kind from e. Option. Auto Trade Terms Conditionse. Option offers Auto Trade services solely for the exclusive use of its customers. Customers who enroll in e. Option Auto Trade services are authorizing e. Option to purchase andor sell securities in accordance with the instructions in their signed Auto Trade Limited Trading Authorization form AND to place in their accounts standing orders based upon the instructions and recommendations of an unaffiliated third party financial newsletter to which the customer has previously subscribed. Option will effect transactions for the customers account without further authorization from the customer. This Auto Trade Terms and Conditions Agreement requires the customer to evaluate hisher own investment strategies and objectives, and carefully select a financial newsletter that meets these criteria. It is the customers responsibility to review the financial newsletter publishers experience, credentials, and performance. Option does not review these factors, and does not rate, rank, or endorse any financial newsletter or publisher. Inclusion of a financial newsletter in the e. Option Auto Trade program does not constitute a recommendation of any kind. Option does not require financial newsletter publishers to be registered under the Investment Advisors Act of 1. Your financial newsletter publisher may or may not be registered and inclusion in the e. Option Auto Trade program does not imply that they either are or are not required to be so registered. Job Interview Online Practice Test Question. Youll never get a Job if you dont have a Good Answer to this frequently asked job interview question Select the right answer to determine if you are prepared for a successful job interview. Test Your Job Interview Skills Thank you for taking the time to interview with us, but weve decided to hire someone else. City Car Driving 2.2 7 Full Crack. No job seeker wants to hear these words after their interview.